CAIA Level II · Risk and Risk Management · Free Lesson

Alpha, Benchmarking, and Performance Attribution

Free CAIA Level II lesson in Risk and Risk Management. 40 min read, ~5,952 words.

In 2014, a Canadian pension fund ran a five-year lookback on its hedge fund portfolio. The headline read 7.8% annualized net return versus 5.2% for the HFRI Composite (Hedge Fund Research's flagship peer index, built from voluntary manager submissions so allocators have a reference point), a 260 bps win that looked like skilled manager selection. The CIO asked the harder question: how much of that was factor exposure you can buy cheaply, and how much was genuine skill?

The clean binary split between alpha and beta is too simple for active investing. Not all alpha is created equal. Investment skill is better viewed as a spectrum from alpha (substantial skill) to beta (no skill), since what was once the former often becomes the latter. The curriculum frames this spectrum as a six-layer pyramid. Read it top to bottom:

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Common mistakes

Bottom line

Exam shortcut

If the stem reports "excess return over an index," check whether factor adjustment was performed before answering; raw excess is rarely the alpha the question wants, and the omitted-factor bias usually flatters positively exposed managers in the up markets that dominate long-term studies.

The full lesson (about 5,952 words, 40 min read) adds 2 worked examples, all 6 common mistakes, a self-check, free in the app.

Learning objectives

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