Free FINRA Series 6 (Investment Company and Variable Contracts Products Representative) Practice Questions
The entire FINRA Series 6 question bank is free: 1,064 practice questions covering mutual funds and other packaged products, variable annuities and variable life insurance, retirement and tax-advantaged accounts, customer suitability and the new-issue process, recordkeeping and disclosures, and trade processing and settlement. From FreeFellow, where 'free' is in the brand name. No trial, no signup to browse, no credit card.
Built by Jeffrey Ting, FSA, CFA, who passed thirteen of the hardest finance exams on the first attempt. The full question bank and worked solutions are free forever.
Instant readiness score in about 6 minutes. No signup to start.
Sample Questions
Question 1
Easy
All of the following are municipal fund securities EXCEPT:
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Correct Answer: A
Solution
A is correct. Municipal fund securities, regulated under MSRB rules, include 529 college savings plans, ABLE accounts, and local government investment pools (LGIPs). A banker's acceptance is a money market instrument—a time draft used in trade finance—and is not a municipal fund security.
Question 2
Medium
A registered representative may engage in all of the following activities EXCEPT:
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Correct Answer: B
Solution
B is correct. Selling fund shares in an amount just below a breakpoint so the customer fails to receive a reduced sales charge—a "breakpoint sale"—is a prohibited practice because it generates a higher sales charge at the customer's expense. Reinvesting distributions at NAV, recommending an amount that reaches a breakpoint, and disclosing 12b-1 fees are all proper conduct.
Question 3
Hard
A registered representative servicing customer accounts may do all of the following EXCEPT:
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Correct Answer: A
Solution
A is correct. Deliberately recommending an investment amount just below a breakpoint—so the customer pays a higher sales charge instead of qualifying for the reduction—is a prohibited breakpoint sale. Updating account records, recommending breakpoint-qualifying Class A shares, and placing a temporary hold under FINRA Rule 2165 are all permitted activities.
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Others charge $1,000+. FreeFellow gives you the 70% you need to pass for free.
The full question bank, written solutions, lessons, formula sheet, mixed practice, and readiness tracking for your Series 6 prep are free forever. No trial period, no credit card. Every lesson ships with AI-narrated audio, and every constructed-response item has a copy-to-AI prompt builder for your own ChatGPT or Claude. Become a Fellow ($59/qtr) only if you want mock exams, flashcards, analytics, AI essay grading, and a personalized study plan.
What's Free, and What Fellow Unlocks
The 70% of Series 6 prep you actually need to pass (questions, solutions, lessons, mixed practice, AI-narrated audio, copy-to-AI essay prompts) is free forever. The remaining 30% (mocks, flashcards, analytics, study plan, AI essay grading) unlocks when you become a Fellow. Use the free tier as long as you like.
✓
Free forever
$0 · no credit card
1,064 practice questions with detailed solutions
Copy-to-AI essay prompts for your own ChatGPT or Claude
Mixed practice sessions across all topics
Formula sheet and reference materials
Readiness tracking with pass-probability estimates
No paywalls on questions · no trial period · no credit card
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Fellow unlock
$59 / qtr · $149 / yr per track
Timed mock exams with weighted scoring
Spaced-repetition flashcards backed by memory science
Topic-level practice to drill weak areas
Performance analytics by topic and difficulty
AI grading for constructed-response essays vs the official rubric
Personalized study plan that adapts to your exam date
How We Compare Save 90%+
Per-exam pricing across the major prep providers. The FreeFellow core (questions, solutions, lessons) is free forever. The optional Fellow tier is $59 per quarter, roughly 1/20th of what traditional providers charge.
FreeFellow core free
$0 · Fellow $59/qtr
Kaplan SIE + Series 7
$250–$600
Knopman Marks
$300–$500
Traditional providers bundle prep into a single up-front fee. FreeFellow keeps the question bank and lessons free forever and charges only for deeper study tools (mocks, flashcards, analytics). All numbers are competitor list prices as of 2026.
Everything You Need to Pass
The free tier covers what most candidates need to pass. Fellow ($59/qtr) adds the pacing tools.
✓
1,064+ Practice QuestionsFREE
Every question includes a detailed, step-by-step solution.
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Mixed PracticeFREE
Cross-topic sessions to keep recall sharp.
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Readiness TrackingFREE
Pass-probability estimate that sharpens with every session.
✨
Copy-to-AI Essay PromptsFREE
Structured prompts you paste into your own ChatGPT or Claude for self-graded essay feedback.
✦
Flashcards & Spaced RepetitionFELLOW
SM-2 review cards for long-term retention.
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Timed Mock ExamsFELLOW
Full-length practice exams weighted to the real blueprint.
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AI Grading for EssaysFELLOW
Instant AI-graded feedback on constructed-response essays using the official rubric.
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Performance AnalyticsFELLOW
Topic-by-topic mastery breakdown with difficulty mix.
How many free Series 6 practice questions does FreeFellow have?
FreeFellow currently offers 1064 free Series 6 practice questions across 4 topics, each with a detailed step-by-step solution. Questions span three difficulty levels and are aligned to the 2026 syllabus. The question bank is updated regularly.
What Series 6 topics are covered?
The questions cover 4 topics: Seeks Business for the Broker-Dealer from Customers and Potential Customers, Opens Accounts After Obtaining and Evaluating Customers' Financial Profile and Investment Objectives, Provides Customers with Information About Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records, Obtains and Verifies Customers' Purchase and Sales Instructions; Processes, Completes and Confirms Transactions. Each topic page shows your progress and lets you filter by difficulty level. You can practice by topic to target your weak areas or take mixed-topic practice exams.
Is FreeFellow really free for Series 6 prep, or is there a catch?
No catch. The 70% of Series 6 prep you actually need to pass is free forever: the full question bank of 1064 practice questions, detailed solutions on every question, mixed practice, the formula sheet, and readiness tracking. No trial period, no credit card. The remaining 30% (timed mock exams, flashcards with spaced repetition, performance analytics, and a personalized study plan) unlocks when you become a Fellow.
What does the $59 Fellow tier unlock for Series 6?
Fellow ($59 per quarter or $149 per year, per track) unlocks four things on top of the free tier: timed mock exams with weighted scoring that match the real exam blueprint, spaced-repetition flashcards built on memory science from cognitive psychology, topic-level practice to drill weak areas, performance analytics broken down by topic and difficulty, and a personalized study plan that adapts to your exam date. Everything else (questions, solutions, lessons) stays free.
How does FreeFellow compare to Kaplan, Knopman, or Securities Training on price?
Traditional Series 6 prep providers charge $200 to $3,500 for a single exam, paid upfront. FreeFellow keeps the question bank, written solutions, and lessons free forever. The optional Fellow tier is $59 per quarter (about 1/20th of what the big providers charge) and adds mock exams, flashcards, analytics, and a study plan. You can pass Series 6 entirely on the free tier.
How should I use FreeFellow to study for Series 6?
Start with topic-based practice to identify weak areas. As your exam date approaches, switch to timed practice exams under realistic conditions. The free tier gives you everything you need to build mastery; if you want pacing tools (mock exams, analytics, a study plan) and long-term retention aids (spaced-repetition flashcards), become a Fellow.
Do I need employer sponsorship to take the Series 6?
No. The SIE (Securities Industry Essentials) does not require employer sponsorship. You can register directly through FINRA and take it at a Prometric testing center (FINRA).
FreeFellow is a free exam prep library for actuarial (SOA & CAS), CFA, CFP, CPA, CAIA, GARP FRM, IRS Enrolled Agent, IMA CMA, and FINRA / NASAA securities licensing candidates. The entire question bank, written solutions, and lessons are free for every candidate, with no trial period and no credit card. Lessons include narrated audio, and every constructed-response item has a copy-to-AI prompt builder so candidates can paste their answer into their own ChatGPT or Claude for self-graded feedback; Fellow members get instant AI grading on essays against the official rubric (currently CFA Level III, expanding to other essay-bearing sections).
The 70% you need to pass (question bank, written solutions, lessons, formula sheet, mixed practice, readiness tracking) is free forever, with no trial period and no credit card. Become a Fellow ($59/quarter or $149/year per track) to unlock mock exams, flashcards with spaced repetition, performance analytics, AI essay grading, and a personalized study plan.