Exam 6U · Solvency, Specialty Markets & Emerging Regulation · Free Lesson

Describe how regulators are responding to newer rating practices such as price optimization and predictive models.

Free CAS Exam 6-U.S. (Regulation and Financial Reporting) lesson in Solvency, Specialty Markets & Emerging Regulation. 10 min read, ~1,479 words.

Two drivers with identical loss expectations get different renewal quotes. One shopped around last year; the other never leaves. Is charging the loyal one more a smart business practice or unfairly discriminatory pricing?

Traditional ratemaking loads expected losses and expenses to reach an indicated rate. Price optimization layers on a demand-side adjustment: how much can this insured absorb before shopping or lapsing? Insureds who rarely switch (price-inelastic) get charged more; sensitive shoppers get held down.

KEY: The regulatory objection is simple. If two insureds have the same expected cost, a premium gap driven only by their willingness to pay violates the "not unfairly discriminatory" standard.

States moved first, using existing rating law. Maryland released the first bulletin against price optimization in October 2014, and numerous states followed (15 states plus the District of Columbia by late 2015). The NAIC Casualty Actuarial and Statistical Task Force then adopted a white paper in November 2015 that defined the practice, catalogued the state actions, and recommended regulatory responses.

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Exam shortcut

For any pricing question, ask whether the premium factor ties to expected cost. If the driver is retention, elasticity, or propensity to shop, flag price optimization and unfair discrimination. For a predictive-model factor, run a three-part gate: statistically significant AND cost-rational AND not a proxy. Significance alone never saves it, and cost-rational means a rational explanation, not causal proof.

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