Corporate Governance: Conflicts, Mechanisms, Risks, and Benefits

Free CFA Level I lesson in Corporate Issuers. 12 min read, ~1,839 words.

Principal hires agent; agent has more information and may pursue self-interest. The classic conflict is shareholder (principal) vs manager (agent). Six conflicts to know: shareholder-manager, shareholder-board, controlling-minority, shareholder-creditor, manager-board, and friction with employees/customers/suppliers/regulators. Internal mechanisms: independent board, key committees, aligned pay, shareholder voting, internal controls. External mechanisms: securities law, external...

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