Guidance for Standard IV: Duties to Employers
Free CFA Level I lesson in Ethical and Professional Standards. 16 min read, ~2,463 words.
IV(A) Loyalty: do not deprive your employer of your skills, harm its business, or take its property when you leave. IV(B) Additional Compensation: written consent from all parties before accepting any benefit that could conflict with your employer. IV(C) Responsibilities of Supervisors: make reasonable efforts to detect and prevent violations...
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What this lesson covers
- Content
- Example 1
- Example 2
- Common Mistakes
- Key Takeaways
- Exam Shortcuts
Learning objectives
- ethics and trust
- code of ethics and standards
- standard I professionalism
- standard II integrity of capital markets
- standard III duties to clients
- standard IV duties to employers
- standard V investment analysis
- standard VI conflicts of interest
- standard VII responsibilities as member or candidate
- application of code and standards
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