Guidance for Standard VI: Conflicts of Interest
Free CFA Level I lesson in Ethical and Professional Standards. 19 min read, ~2,779 words.
"Demonstrate the application of the Code of Ethics and Standards of Professional Conduct to situations involving issues of professional integrity; recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct; identify conduct that conforms to the Code and Standards and conduct that...
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What this lesson covers
- Content
- Example 1
- Example 2
- Common Mistakes
- Key Takeaways
- Exam Shortcuts
Learning objectives
- ethics and trust
- code of ethics and standards
- standard I professionalism
- standard II integrity of capital markets
- standard III duties to clients
- standard IV duties to employers
- standard V investment analysis
- standard VI conflicts of interest
- standard VII responsibilities as member or candidate
- application of code and standards
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