Guidance for Standards I, II, and III (Professionalism, Integrity of Capital Markets, Duties to Clients)

Free CFA Level III: Portfolio Management lesson in Ethical & Professional Standards. 12 min read, ~1,773 words.

Learning Outcome Statements. Demonstrate a thorough knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct by interpreting the Code and Standards in various situations involving issues of professional integrity, with primary focus on Standard I (Professionalism), Standard II (Integrity of Capital Markets), and Standard III (Duties...

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What this lesson covers

Content
Example 1
Example 2
Common Mistakes
Key Takeaways
Exam Shortcuts

Learning objectives

code and standards
guidance i-vii
application l3
asset manager code

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