Guidance for Standards IV, V, VI, and VII (Duties to Employers; Investment Analysis, Recommendations, and Actions; Conflicts of Interest; Responsibilities as a CFA Institute Member or CFA Candidate)

Free CFA Level III: Portfolio Management lesson in Ethical & Professional Standards. 11 min read, ~1,649 words.

Learning Outcome Statements. Demonstrate a thorough knowledge of the CFA® Institute Code of Ethics and Standards of Professional Conduct by interpreting the Code and Standards in various situations involving issues of professional integrity, with primary focus on Standard IV (Duties to Employers), Standard V (Investment Analysis, Recommendations, and Actions), Standard...

What this lesson covers

• Content
• Example 1
• Example 2
• Common Mistakes
• Key Takeaways
• Exam Shortcuts

Learning objectives

• code and standards
• guidance i-vii
• application l3
• asset manager code

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