CFA L3 Private Markets · Private Investments & Structures · Free Lesson

Private Investments and Structures

Free CFA Level III: Private Markets lesson in Private Investments & Structures. 22 min read, ~3,271 words.

A CIO asks why your private equity sleeve shows a 1.8x TVPI but only a 0.6x DPI eight years in. The answer separates candidates who memorized acronyms from candidates who understand the J-curve.

Public markets are organized exchanges or quote-driven over-the-counter (OTC) venues with continuous price discovery, standardized disclosure (10-K, 10-Q, prospectus), and daily mark-to-market valuation. You can enter or exit in minutes at posted prices, transaction costs are 5-30bp, and regulators enforce uniform reporting under the 1933 and 1934 Acts.

Private markets lack continuous trading. Valuations come from quarterly appraisals using comparable transactions, discounted cash flows, or recent funding rounds. Disclosure is bilateral between GP and LP through private placement memoranda and quarterly LP reports. Exit requires a sale, IPO, recapitalization, or secondary transaction, typically taking 3-7 years per holding.

KEY: Public market returns reflect minute-by-minute investor sentiment. Private market returns reflect the GP's stale appraisal judgment until a realization event crystallizes value. Same underlying asset risk, very different reported return paths.

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Common mistakes

Bottom line

Exam shortcut

When a question gives you commitments, calls, distributions, and NAV, always compute PIC first (calls, not commitments), then DPI = Distributions/PIC, RVPI = NAV/PIC, TVPI = DPI + RVPI. The denominator never changes within a question. For SAA questions involving private markets, the trap answer uses reported volatility. The correct answer adjusts upward (unsmoothing) or downward-adjusts the Sharpe ratio before recommending an allocation.

The full lesson (about 3,271 words, 22 min read) adds 2 worked examples, all 6 common mistakes, a self-check, free in the app.

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