CPA REG · Ethics, Professional Responsibilities and Federal Tax Procedures · Free Lesson

CPA Licensing and Disciplinary Systems

Free CPA REG (Taxation & Regulation) lesson in Ethics, Professional Responsibilities and Federal Tax Procedures. 15 min read, ~2,212 words.

A CPA licensed in Texas accepts an engagement in Florida, misses the home-state CPE deadline by two months, and the Texas board issues a 90-day suspension. The Florida engagement is now in jeopardy too, even though Florida never opened its own file.

Each of the 55 U.S. jurisdictions (50 states plus D.C. and 4 territories) has its own state board of accountancy, created by state statute to protect the public by regulating who can hold out as a CPA. Authority sits at the state level because accounting affects local creditors, lenders, and consumers.

KEY: The state board, not the AICPA and not the IRS, issues your CPA license. Lose it at the state level and you cannot use the CPA designation anywhere.

State boards have four core powers:

HIGH-FREQUENCY: A state board can revoke a CPA license for conduct that occurred entirely in another state.

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Common mistakes

Bottom line

Exam shortcut

When a question names a sanction, ask "who imposed it?" State boards revoke licenses. The OPR disbars from IRS practice. The AICPA expels from membership. The PCAOB bars from public-company auditing. The SEC bars from SEC practice. Match the body to the act. Remember: "State licenses, federal restricts." The state board is the only body that can take away the CPA designation itself. Three E's = Education, Examination, Experience.

The full lesson (about 2,212 words, 15 min read) adds 2 worked examples, all 6 common mistakes, a self-check, free in the app.

Learning objectives

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