CPA REG · Ethics, Professional Responsibilities and Federal Tax Procedures · Free Lesson

IRS Audits, Appeals, and the Judicial Process

Free CPA REG (Taxation & Regulation) lesson in Ethics, Professional Responsibilities and Federal Tax Procedures. 23 min read, ~3,465 words.

A taxpayer receives a 90-day letter Monday. The deficiency is $40,000 and she has no cash. She still has a path to a judge, because Tax Court is a pre-payment forum. Miss the 90-day window and that path closes; she pays first, then sues for a refund.

DIF scoring drives the largest share. The Discriminant Inventory Function (DIF) score ranks returns by statistical likelihood of error using formulas built from prior audit results. High DIF scores get human review. Other paths:

The IRS matches the audit type to the complexity and dollar size of the issue.

Correspondence audit. Conducted by mail. Narrow issues: missing W-2 income, an unsubstantiated deduction, a math error. About three-quarters of individual audits.

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Common mistakes

Bottom line

Exam shortcut

When the question gives you a 90-day letter, run two checks: (1) is the 90-day window still open, count days from the notice date, and (2) can the taxpayer pay the deficiency? Cannot pay = Tax Court only. Want a jury = District Court only. Federal Circuit precedent = Court of Federal Claims only. Remember: 30-day = Appeals, 90-day = Tax Court.

The full lesson (about 3,465 words, 23 min read) adds 2 worked examples, all 6 common mistakes, a self-check, free in the app.

Learning objectives

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