Sanctionable Acts, Disreputable Conduct, OPR, Fraud, and Frivolous Submissions

Free IRS Enrolled Agent SEE Part 3 (Representation, Practices and Procedures) lesson in Practices and Procedures. 18 min read, ~2,718 words.

§10.36 supervisory duty: a practitioner with principal authority must take reasonable steps to ensure firm procedures comply with Circular 230; willful or grossly incompetent failure triggers personal sanction. §10.51 disreputable conduct: 18 enumerated categories including conviction, false returns, willful nonfiling, theft of client funds, false credentials, and assisting suspended practitioners...

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