Data Sources, SEC Reporting, and Financial Statements
Free FINRA Series 79 (Investment Banking Representative) lesson in Collection, Analysis and Evaluation of Data. 19 min read, ~2,828 words.
Form 10-K is the audited annual report; Form 10-Q is the unaudited quarterly report (Rules 13a-13/15d-13); Form 8-K reports material events within 4 business days (Rules 13a-11/15d-11). Schedule 13D is filed by an investor crossing 5% with control intent; Schedule 13G is the short-form for passive or qualified institutional holders...
Read the full lesson, free →
Worked examples, audio narration, and practice. Free with a free account, no card.
What this lesson covers
- Content
- Example 1
- Example 2
- Common Mistakes
- Check Your Understanding
- Exam Shortcuts
Learning objectives
- A1
- A2
Browse all free Series 79 lessons or jump into free Series 79 practice questions.