Series 79 · Underwriting, Offerings and Registration of Securities · Free Lesson

Execution, Distribution, and Regulation M

Free FINRA Series 79 (Investment Banking Representative) lesson in Underwriting, Offerings and Registration of Securities. 19 min read, ~2,866 words.

Educating the Sales Force and Running the Road Show (B17.1).

Read the full lesson, free →
Worked examples and practice. Free with a free account, no card.

What this lesson covers

Learning objectives

Browse all free Series 79 lessons or jump into free Series 79 practice questions.