Free FINRA SIE (Securities Industry Essentials) Lessons
All 8 FINRA SIE (Securities Industry Essentials) lessons are free to read, each with worked examples. Just a free account, no card.
Knowledge of Capital Markets
- Capital Markets and Regulators (12 min)
- Market Structure and Economic Factors (15 min)
Understanding Products and Their Risks
- Equity, Debt, and Investment Risks (22 min)
- Options and Packaged Products (20 min)
- Municipal Funds, DPPs, REITs, and Alternatives (18 min)
Understanding Trading, Customer Accounts, and Prohibited Activities
- Orders, Returns, and Trade Settlement (18 min)
- Customer Accounts, AML, and Records (19 min)