CFP · Professional Conduct and Regulation · Free Lesson

Consumer Protection Laws

Free CFP Exam lesson in Professional Conduct and Regulation. 44 min read, ~6,664 words.

A 72-year-old retiree signs a home equity loan without ever seeing the APR. The effective rate is 18.9%. She wants out. Can she rescind? Under which law? How long does she have? TILA gives her three business days, but because the lender skipped required disclosures, her window may extend to three years.

HIGH-FREQUENCY: TILA, implemented through Regulation Z, requires lenders to disclose the true cost of credit in a standardized format. TILA does not tell lenders what they can charge, it tells them what they must reveal.

The key disclosure is the annual percentage rate (APR), the annualized cost including certain fees and charges. TILA also requires the finance charge, amount financed, and total of payments. All disclosures must come before the consumer is obligated.

The right of rescission is the most tested TILA concept. It attaches to consumer credit secured by the borrower's principal dwelling when that credit was not used to buy the dwelling: home equity loans, HELOCs, and refinances taken with a new lender. No justification needed.

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Exam shortcut

TILA rescission: home equity, HELOC, or new-lender refinance = yes (3 days, counted from the last of consummation, material disclosures, and the rescission notice), purchase mortgage = no, same-creditor refinance = new money only. If disclosures were missing, the window extends to 3 years. FDCPA: always check whether the collector is a third party or the original creditor. The FDCPA only covers third parties.

The full lesson (about 6,664 words, 44 min read) adds 2 worked examples, all 12 common mistakes, a self-check, free in the app.

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