Free NASAA Series 65 (Uniform Investment Adviser Law Examination) Lessons

All 10 NASAA Series 65 (Uniform Investment Adviser Law Examination) lessons are free to read, each with worked examples. Just a free account, no card.

Economic Factors and Business Information

• Economics, Financial Analysis, and Investment Risk (22 min)

Investment Vehicle Characteristics

• Cash Equivalents and Fixed Income Securities (24 min)
• Equity Securities and Valuation (20 min)
• Pooled Investments and Derivatives (22 min)
• Alternatives, Insurance Products, and Other Assets (22 min)

Client Investment Recommendations and Strategies

• Client Profiling and Capital Market Theory (21 min)
• Portfolio Strategies, Tax, and Retirement Plans (24 min)
• Special Accounts, Estate Planning, and Performance (24 min)

Laws, Regulations, and Guidelines

• Registration of Advisers, BDs, and Representatives (23 min)
• Securities Regulation, Ethics, and Fiduciary Duty (27 min)