Free NASAA Series 65 (Uniform Investment Adviser Law Examination) Lessons

All 10 NASAA Series 65 (Uniform Investment Adviser Law Examination) lessons are free to read, each with worked examples and audio narration. No signup required.

Economic Factors and Business Information

• Economics, Financial Analysis, and Investment Risk (22 min)

Investment Vehicle Characteristics

• Cash Equivalents and Fixed Income Securities (24 min)
• Equity Securities and Valuation (20 min)
• Pooled Investments and Derivatives (22 min)
• Alternatives, Insurance Products, and Other Assets (22 min)

Client Investment Recommendations and Strategies

• Client Profiling and Capital Market Theory (20 min)
• Portfolio Strategies, Tax, and Retirement Plans (24 min)
• Special Accounts, Estate Planning, and Performance (23 min)

Laws, Regulations, and Guidelines

• Registration of Advisers, BDs, and Representatives (23 min)
• Securities Regulation, Ethics, and Fiduciary Duty (27 min)