Free NASAA Series 66 (Uniform Combined State Law Examination) Lessons

All 7 NASAA Series 66 (Uniform Combined State Law Examination) lessons are free to read, each with worked examples. Just a free account, no card.

Economic Factors and Business Information

• Quantitative Methods and Analytical Tools (22 min)

Investment Vehicle Characteristics

• Cash, Debt, and Equity Vehicles (23 min)
• Pooled, Derivative, and Alternative Vehicles (25 min)

Client/Customer Investment Recommendations and Strategies

• Client Profiles, Capital Market Theory, and Strategy (20 min)
• Tax, Retirement, ERISA, and Estate Planning (28 min)

Laws, Regulations, and Guidelines

• Adviser, IAR, BD, and Agent Regulation (25 min)
• Securities, Remedies, Communications, and Ethics (24 min)