Free FINRA Series 7 (General Securities Representative) Lessons

All 10 FINRA Series 7 (General Securities Representative) lessons are free to read, each with worked examples and audio narration. No signup required.

Seeking Business for the Broker-Dealer

• Communications and Advertising Standards (21 min)
• New Issues, Syndicates, and Private Placements (22 min)

Opening Accounts

• Account Types, Retirement Plans, and Customer Screening (21 min)
• Suitability, Reg BI, and Account Supervision (22 min)

Investment Products and Recommendations

• Equities, Analysis, and Corporate Actions (22 min)
• Funds, Variable Products, and DPPs (22 min)
• Options Strategies (22 min)
• Debt Securities. Corporate, Municipal, and Government (24 min)
• Structured Products, Alternatives, Risk, and Fees (26 min)

Processing Transactions

• Tax, Trading, Margin, and Compliance (25 min)